Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying Candover Investments plc
issuer of existing shares to which voting
rights are attached:
2. Reason for notification (yes/no)
An acquisition or disposal of voting rights Yes
An acquisition or disposal of financial instruments which may result
in the acquisition of shares already issued to which voting rights
are attached
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) Red Rocks Capital, LLC
subject to notification
obligation:
4. Full name of shareholder(s) AVS Listed Private Equity Portfolio
(if different from 3):
Listed Private Equity Fund
JNL/ Red Rocks Listed Private Equity Fund
Hays Medical Center Inc. Foundation
5. Date of transaction (and 8th December 2009
date on which the threshold is
crossed or reached if
different):
6. Date on which issuer 22nd December 2009
notified:
7. Threshold(s) that is/are The 4% threshold was reached
crossed or reached:
8: Notified Details
A: Voting rights attached to shares
Class/type Situation previous Resulting situation after the triggering
of shares to the triggering transaction
transaction
If
possible Number of Number of Number of Number of voting Percentage of
use ISIN shares voting shares rights voting rights
code rights
Direct Direct Indirect Direct Indirect
Ord 869,633 869,633 889,633 889,633 4%
GBP0.25
01713154
B: Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ No. of voting Percentage of
financial date conversion rights that may voting rights
instrument period/date be acquired (if
the instrument
exercised/
converted)
Total (A+B)
Number of voting rights Percentage of voting rights
889,633 4%
9. Chain of controlled undertakings through which the voting rights and /or the
financial instruments are effectively held, if applicable:
Proxy Voting:
10. Name of proxy holder: Red Rocks Capital, LLC
11. Number of voting rights proxy N/A
holder will cease to hold:
12. Date on which proxy holder will N/A
cease to hold voting rights:
13. Additional information: The reporting threshold has been
reached for Red Rocks Capital, LLC
(RRC) a Registered Investment Advisor,
registered with the SEC.
None of the RRC client accounts have
individually reached the reporting
threshold.
14 Contact name: Matthew R. Luoma
15. Contact telephone name: 303.679.8252, ext 13
Matt@RedRocksCapital.com
For notes on how to complete form TR-1 please see the FSA website.