Thursday 26 November, 2009
Arriva PLC
Holding(s) in Company
RNS Number : 1546D Arriva PLC 26 November 2009
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
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ARRIVA ORD 5P
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights
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X
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please specify):
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3. Full name of person(s) subject to the notification obligation:
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AXA S.A.
25 AVENUE MATIGNON,
75008 PARIS AND ITS GROUP COMPANIES
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4. Full name of shareholder(s) (if different from 3.):
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5. Date of the transaction and date on which the threshold is crossed or reached:
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23/11/2009
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6. Date on which issuer notified:
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24/11/2009
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7. Threshold(s) that is/are crossed or reached:
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INCREASE IN TOTAL HOLDINGS FROM 9.76% TO 10.05%
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8. Notified details:
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A: Voting rights attached to shares
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Class/type of
shares
if possible using
the ISIN CODE
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Situation previous
to the triggering
transaction
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Resulting situation after the triggering transaction
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Number
of
Shares
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Number
of
Voting
Rights
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Number
of shares
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Number of voting
rights
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% of voting rights
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Direct
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Direct
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Indirect
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Direct
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Indirect
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19,431,715
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19,431,715
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2,808,701
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2,808,701
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17,208,414
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1.41
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8.64
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230346
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B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial
instrument
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Expiration
date
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Exercise/ Conversion Period
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Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
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% of voting
rights
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial
instrument
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Exercise price
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Expiration date
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Exercise/
Conversion period
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Number of voting rights instrument refers to
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% of voting rights
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Nominal
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Delta
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Total (A+B+C)
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Number of voting rights
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Percentage of voting rights
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20,017,115
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10.05%
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9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
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Name of Company/ Fund
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Number of Shares
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% of issued share
capital
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Alliance Capital Management
Direct
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1,885,726.00
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0.84651
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AXA
Direct
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392,434.00
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0.19707
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AXA Colonia Konzern
Indirect
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10,486.00
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0.00527
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AXA Financial Inc
Indirect
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9,867,367.00
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4.95002
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AXA IM UK
Direct
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43,978.00
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0.022084185
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AXA IM UK
Indirect
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2,351.00
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0.00
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AXA Rosenberg
Direct
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686,583.00
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0.344787477
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AXA Rosenberg
Indirect
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7,338,210.00
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3.68498761
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Total Direct
Total Indirect
TOTAL
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2,808,701
17,208,414
20,017,115
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1.41043
8.64145
10.05188
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Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will cease to hold:
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12. Date on which proxy holder will cease to hold voting rights:
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13. Additional information:
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14. Contact name:
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kYERE TABIRI
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15. Contact telephone number:
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020 7003 1510
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This information is provided by RNS
The company news service from the London Stock Exchange END HOLUNASRKRRAUAA
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